Item 5. Other Information
Item 5. Other Information
Appointment of Chief Financial Officer
On August 9, 2022, we appointed Frances Scally
as our Chief Financial Officer on an interim basis, effective immediately. Ms. Scally, age 55, has over 30 years’ experience
in strategic accounting and financial leadership, including serving as chief financial officer, chief accounting officer and in other
senior financial executive roles at both domestic and multi-national public and private companies. Since October 2021, Ms. Scally
has been a Managing Director at DLA LLC, an Advisory firm, in which capacity she provides accounting advisory services. Prior to
joining DLA LLC, Ms. Scally was the Chief Accounting Officer and Acting Chief Financial Officer of Aceto Holdings, L.P. from April 2019
to April 2020, as well as the Chief Accounting Officer of Aceto Corporation from March 2007 to April 2019. Aceto Corporation is an international
company engaged in the development, marketing, sale and distribution of human health products, pharmaceutical ingredients and performance
chemicals. Prior to joining Aceto, Ms. Scally was the Director of Financial Reporting and Compliance at Veeco Instruments Inc.,
a manufacturer of semiconductor process equipment, from 1998-2007. From 1989-1998, Ms. Scally was employed by Ernst & Young LLP. Ms.
Scally received a bachelor’s degree in accounting from LIU Post and is a Certified Public Accountant. She is a member of New York
State Society of CPAs and American Institute of Certified Public Accountants. Ms. Scally also is a Trustee and a member of the Finance
Committee for St. Edward the Confessor Church and School.
Ms. Scally’s services as our Chief Financial
Officer are being secured pursuant to the terms of our Master Services Agreement with DLA LLC, where Ms. Scally is an employee.
There are no family relationships between
Ms. Scally and any director or other executive officer of our company, nor are there any transactions to which we were or are a participant
and in which Ms. Scally has a material interest subject to disclosure under Item 404(a) of Regulation S-K. There are no arrangements or
understandings between Ms. Scally and any other person pursuant to which she was selected as an officer of our company, other than Ms.
Scally’s relationship with DLA LLC.
Resignation of John W. Kennedy
On August 9, 2022, John W.
Kennedy resigned as our Chief Financial Officer to pursue other interests while remaining a consultant to our company. In his role as
a consultant to our company, Mr. Kennedy will consult on and assist with our proposed research and development projects, which we anticipate
we will undertake through newly-formed subsidiaries or through newly-formed joint ventures with one or more third parties, our proposed
capital raising efforts and our public relations efforts. Mr. Kennedy’s decision to resign as Chief Financial Officer was not related
to any disagreements with our company on any matter relating to our operations, policies or practices or any issues regarding financial
disclosures, accounting or legal matters.
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Item 6. Exhibits
The following documents are
filed as a part of this report or incorporated herein by reference:
Exhibit Number
Description
31.1
Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2
Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
Certifications of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2
Certifications of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS
Inline XBRL Instance Document.
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
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SIGNATURES
Pursuant to the requirements
of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
SEQLL INC.
Date: August 12, 2022
/s/ Daniel Jones
Daniel Jones
Chief Executive Officer
(Principal Executive Officer)
Date: August 12, 2022
/s/
Frances Scally
Frances Scally
Chief Financial Officer
(Principal Financial and Accounting Officer)
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.