Comstock Holding Companies, Inc. 10-Q

Item 5. Other Information 10b5-1 Trading Plans On June 12, 2024 , David M. Guernsey , a member of our board of directors , adopted a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act Rule 10b5-1(c). The plan provides for the sale of up to an aggregate of 10,000 shares of the Company’s Class A Common Stock during the duration of the plan, which is scheduled to expire on December 31, 2025 . 23 TABLE OF CONTENTS Item 6. Exhibits Exhibit Number Incorporated by Reference Description Form Exhibit Filing Date 3.1 Amended and Restated Certificate of Incorporation 10-Q 3.1 November 16, 2015 3.2 Amended and Restated Bylaws 10-K 3.2 March 31, 2005 3.3 Certificate of Designation of Series C Non-Convertible Preferred Stock of Comstock Holding Companies, Inc., filed with the Secretary of the State of Delaware on March 22, 2017 8-K 3.1 March 28, 2017 3.4 Certificate of Amendment of Certificate of Designation of Series C Non-Convertible Preferred Stock of Comstock Holding Companies, Inc. filed with the Secretary of State of the State of Delaware on February 15, 2019 8-K 3.2 February 19, 2019 3.5 Certificate of Amendment of Amended and Restated Certificate of Incorporation of Comstock Holding Companies, Inc. 8-K 3.1 February 19, 2019 4.1 Specimen Stock Certificate S-1 4.1 August 13, 2004 4.2 Description of Capital Stock 10-K 4.2 March 31, 2022 31.1* Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1‡ Certifications of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS* Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH* Inline XBRL Taxonomy Extension Schema Document 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document 104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) * Filed herewith ‡ Furnished herewith Pursuant to Rule 405 of Regulation S-T, the following interactive data files formatted in Inline Extensible Business Reporting Language (iXBRL) are attached as Exhibit 101 to this Quarterly Report on Form 10-Q: (i) Condensed Consolidated Balance Sheets as of June 30, 2024 and December 31 2023; (ii) Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2024 and 2023; (iii) Condensed Consolidated Statements of Changes in Stockholders’ Equity for the three and six months ended June 30, 2024 and 2023; (iv) Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2024 and 2023; and (v) Notes to Condensed Consolidated Financial Statements. 24 TABLE OF CONTENTS SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. COMSTOCK HOLDING COMPANIES, INC. Date: August 8, 2024 By: /s/ CHRISTOPHER CLEMENTE Christopher Clemente Chairman and Chief Executive Officer Date: August 8, 2024 By: /s/ CHRISTOPHER GUTHRIE Christopher Guthrie Chief Financial Officer 25