Item 2. Unregistered Sales of Equity Securities
ITEM 2.
Unregistered Sales of Equity Securities and Use of Proceeds
Unregistered Sales of Equity Securities
There were no equity securities sold by the Company during the period covered by this Form 10-Q that were not registered under the Securities Act of 1933, amended.
Issuer Purchases of Equity Securities
The following table sets forth information with respect to purchases of shares of the Company’s common stock made during the quarter ended January 27, 2023 by or on behalf of the Company or any
“affiliated purchaser,” as defined by Rule 10b-18(a)(3) of the Exchange Act.
Period
Total Number
of Shares
Purchased
Average Price
Paid Per
Share (1)
Total Number of
Shares
Purchased as
Part of Publicly
Announced
Plans or
Programs
Maximum Number of
Shares (or Approximate
Dollar Value) that May
Yet Be Purchased
Under the Plans or
Programs
10/29/22 – 11/24/22
—
$
—
—
Indeterminate (2)
11/25/22 – 12/23/22
50,834
$
98.38
50,834
Indeterminate (2)
12/24/22 – 1/27/23
—
$
—
—
Indeterminate (2)
Total for the quarter
50,834
$
98.38
50,834
Indeterminate (2)
(1)
Average price paid per share is calculated on a settlement basis.
(2)
On June 2, 2022, our Board of Directors approved the repurchase of up to $200,000 of our common stock with such authorization to expire on June 2, 2023 to the extent any portion remains unused. Repurchases are subject to prevailing
market prices, may be made in open market or private transactions and may occur or be discontinued at any time. There can be no assurance that we will repurchase any shares.
27
Index
ITEM 6.
Exhibits
INDEX TO EXHIBITS
Exhibit
3.1
Amended and Restated Charter of Cracker Barrel Old Country Store, Inc. (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed under the Exchange Act on April 10, 2012
(Commission File No. 001-25225)
3.2
Second Amended and Restated Bylaws of Cracker Barrel Old Country Store, Inc. (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q filed under the Exchange Act on June 7,
2022)
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
32.1
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith)
32.2
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith)
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
101.SCH
Inline XBRL Taxonomy Extension Schema
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
104
Cover Page Interactive Data File (formatted as inline XBRL
and contained in Exhibit 101)
28
Index
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CRACKER BARREL OLD COUNTRY STORE, INC.
Date: February 28, 2023
By:
/s/Craig A. Pommells
Craig A. Pommells, Senior Vice President, Chief Financial Officer and Principal Accounting Officer
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.