Item 5. Other Information
Item 5. Other Information
None .
-
40 -
Item 6. Exhibits
See the Exhibit Index for a list of exhibits filed as part of this report and incorporated herein by reference.
Exhibit Index
Incorporated by
Reference Herein
Exhibit
Number
Exhibit Description
Form
File Date
3.1
Amended and Restated Bylaws
Form 10-KSB
5/23/2003
3.2
Amended and Restated Certificate of Incorporation for BioLargo, Inc. filed March 16, 2007
Form 10-KSB
5/4/2007
3.3
Certificate of Amendment to Certificate of Incorporation, filed May 25, 2018
Pos Am
6/22/2018
3.4
Certificate of Amendment to Certificate of Incorporation, filed August 30, 2022
Form 10-Q
11/14/2022
4.1
BioLargo, Inc. 2007 Equity Incentive Plan
Form 10-QSB
11/19/2007
4.2
Amendment No. 1 to BioLargo 2007 Equity Incentive Plan
Def 14C (Exhibit A)
5/2/2011
4.3
Form of Stock Options issued in exchange for reduction in accounts payable.
Form 10-K
3/31/2015
4.4
2018 Equity Incentive Plan
Form S-8
6/22/2018
4.5
2024 Equity Incentive Plan
Form POS AM
4/18/2025
- 41 -
Table of Contents
4.6
Revolving Line of Credit Agreement dated June 30, 2020, between Clyra Medical and Vernal Bay
Form 8-K
7/7/2020
4.7
Security Agreement dated June 30, 2020, between Clyra Medical and Vernal Bay
Form 8-K
7/7/2020
4.8
Revolving Line of Credit Note issued by Clyra Medical to Vernal Bay on June 30, 2020
Form 8-K
7/7/2020
4.9
Warrant issued in BioLargo Unit Offerings (through January 16, 2024)
Form 10-Q
8/14/2020
10.1
BioLargo license to Clyra Medical Technologies, Inc., dated March 1, 2024
Form 10-K
April 1, 2024
10.2
Clyra Medical Technologies, Inc. license to BioLargo dated March 1, 2024
Form 10-K
April 1, 2024
10.3
Form of indemnity agreement between the Company at its officers and directors
Form 10-K
3/31/2023
10.4
Commercial Office Lease Agreement for 14921 Chestnut St., Westminster, CA 92683
Form 8-K
8/24/2016
10.5†
Employment Agreement with Dennis P. Calvert dated May 2, 2017.
Form 8-K
5/4/2017
10.6†
Lock-Up Agreement with Dennis P. Calvert dated April 30, 2017
Form 8-K
5/4/2017
10.7
Commercial Office Lease Agreement for Oak Ridge Tennessee
Form 8-K
9/8/2017
10.8
Form of Employment Agreement for Engineering Subsidiary
Form 8-K
9/8/2017
10.9
Form of Option issued to founding employees of Engineering subsidiary (BLEST)
Form 8-K
9/8/2017
10.10†
Employment Agreement with Joseph L. Provenzano dated May 28, 2019
Form 8-K
6/24/2019
10.11
Purchase Agreement, dated as of December 13, 2022, by and between BioLargo, Inc. and Lincoln Park Capital Fund, LLC
Form 8-K
12/19/2022
10.12
Registration Rights Agreement, dated as of December 13, 2022, by and between BioLargo, Inc. and Lincoln Park Capital Fund, LLC
Form 8-K
12/19/2022
10.13†
2023 Engagement Extension Agreement with CFO
Form 8-K
3/27/2023
10.14
Form of Share Exchange Agreement between BioLargo, Inc., and purchasers of Clyra Medical Series A Preferred Stock
Form 10-Q
5/17/2023
- 42 -
Table of Contents
10.15
Form of Share Exchange Agreement between BioLargo, Inc., and purchasers of BioLargo Energy Technologies, Inc. common stock
Form 10-Q
5/17/2023
10.16†
2024 Engagement Extension Agreement with CFO
Form 10-Q
8/15/2024
10.17
License Agreement between BioLargo, Inc., and Ikigai Holdings, LLC, dated May 17, 2021
filed herewith
10.18
First amendment to License Agreement between BioLargo, Inc., and Ikigai Holdings, LLC, dated August 16, 2021
filed herewith
10.19
Preferred Master Manufacturing Agreement between ONM Environmental, Inc., and Ikigai Holdings, LLC, dated July 9, 2021
filed herewith
10.20
First amendment to Preferred Master Manufacturing Agreement between ONM Environmental, Inc., and Ikigai Holdings, LLC, dated June 6, 2025
filed herewith
31.1*
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Rules 13(a)-14 and 15(d)-14 under the Securities Exchange Act of 1934
filed herewith
31.2*
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Rules 13(a)-14 and 15(d)-14 under the Securities Exchange Act of 1934
filed herewith
32*
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350
filed herewith
101.INS**
Inline XBRL Instance
101.SCH**
Inline XBRL Taxonomy Extension Schema
101.CAL**
Inline XBRL Taxonomy Extension Calculation
101.DEF**
Inline XBRL Taxonomy Extension Definition
101.LAB**
Inline XBRL Taxonomy Extension Labels
101.PRE**
Inline XBRL Taxonomy Extension Presentation
104
Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101)
* Filed herewith
** Furnished herewith
† Management contract or compensatory plan, contract or arrangement
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: August 14, 2025
BIOLARGO, INC.
By: /s/ DENNIS P. CALVERT
Dennis P. Calvert
Chief Executive Officer
Date: August 14, 2025
By: /s/ CHARLES K. DARGAN, II
Chief Financial Officer
- 43 -
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.