Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
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ITEM 6. EXHIBITS
EXHIBIT NUMBER DESCRIPTION
2.1*
Asset Purchase Agreement, among Evolution Payroll Processing LLC, USA Processing, Inc., Mary VanWyk-Fiannaca and Frank Fiannaca, dated as of September 30, 2021. (Filed as Exhibit 2.1 in the Company's Current Report on Form 8-K, filed October 6, 2021.)
2.2*
Asset Purchase Agreement, among Evolution Payroll Processing LLC, Paydata Payroll Systems, Inc., Summit Run Investments, Inc., Michael J. Trahan Revocable Trust dated 2/10/09, as amended and restated U/A/D 6/12/12, Michael J. Trahan, and Michael J. Trahan, as Seller Representative, dated as of September 30, 2021. (Filed as Exhibit 2.2 in the Company's Current Report on Form 8-K, filed October 6, 2021.)
10.1*
Loan and Security Agreement, dated as of September 10, 2021, among Asure Software, Inc., and Structural Capital Investments III, LP, Ocean II PLO LLC as administrative and collateral agent and the other lenders that are or become parties thereto. (Filed as Exhibit 10.1 in the Company's Current Report on Form 8-K, filed September 16, 2021.)
10.2
Secured Term Promissory Note, dated as of September 10, 2021, between Asure Software Inc., and Ocean II PLO LLC. (Filed as Exhibit 10.2 in the Company's Current Report on Form 8-K, filed September 16, 2021.)
31.1+
Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2+
Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1**
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
32.2**
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101 The following materials from Asure Software, Inc.’s Quarterly Report on Form 10-Q for the three and nine months ended September 30, 2021, formatted in Inline XBRL: (1) the Condensed Consolidated Balance Sheets, (2) the Condensed Consolidated Statements of Comprehensive Loss, (3) the Condensed Consolidated Statements of Changes in Stockholders’ Equity, (4) the Condensed Consolidated Statements of Cash Flows, and (5) Notes to Condensed Consolidated Financial Statements (filed herewith).
104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted as Inline XBRL and contained in Exhibit 101 (filed herewith).
* Schedules and similar attachments to the agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC upon request.
+ Filed herewith.
** Furnished herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ASURE SOFTWARE, INC.
Date: November 8, 2021 By: /s/ PATRICK GOEPEL
Patrick Goepel
Chief Executive Officer
Date: November 8, 2021 By: /s/ JOHN PENCE
John Pence
Chief Financial Officer, Principal Financial Officer, Principal Accounting Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.