Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
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ITEM 6. EXHIBITS
The following exhibits are filed herewith:
Exhibit
No.
Description
Incorporation by Reference
3.1
Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware.
Exhibit 3.1 to Form 8-K filed on December 28, 2017.
3.2
Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 of the Registrant’s Form 8-K filed with the Securities and Exchange Commission on December 28, 2017).
Exhibit 3.2 to Form 8-K filed on December 28, 2017.
3.3
Certificate of Designations of Series A Junior Participating Preferred Stock, as filed with the Secretary of State of the State of Delaware.
Exhibit 3.3 to Form 8-K filed on December 28, 2017.
3.4
Certificate of Designations of Series C Convertible Preferred Stock, as filed with the Delaware Secretary of State on April 17, 2019.
Exhibit 3.1 to Form 8-K filed on April 23, 2019.
3.5
Certificate of Designations of Preferences, Rights and Limitations of Series D Convertible Preferred Stock, as filed with the Delaware Secretary of State on April 17, 2019.
Exhibit 3.2 to Form 8-K filed on April 23, 2019.
3.6
Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
Exhibit 3.1 to Form 8-K filed on July 1, 2020.
3.7
Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
Exhibit 3.1 to Form 8-K filed on October 12, 2021.
4.1
Omnibus Amendment to Secured Promissory Notes, dated September 3, 2021.
Exhibit 4.1 to Form 8-K filed on September 8, 2021.
10.1
Acknowledgment, Consent and Affirmation of Guarantors, dated September 3, 2021.
Exhibit 10.1 to Form 8-K filed on September 8, 2021.
10.2
Omnibus Amendment to Security Agreements, dated September 3, 2021, by and among the Company, certain of the Company’s subsidiaries and Thomas B. Pickens III.
Exhibit 10.2 to Form 8-K filed on September 8, 2021.
10.3
Omnibus Amendment to Subsidiary Guarantees, dated September 3, 2021, made by certain of the Company’s subsidiaries in favor of Thomas B. Pickens III.
Exhibit 10.3 to Form 8-K filed on September 8, 2021.
31.1
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
31.2
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
32.1
Certification pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934.
Filed herewith.
101.INS
Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
Filed herewith.
101.SCH
Inline XBRL Taxonomy Extension Schema Document
Filed herewith.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
Filed herewith.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
Filed herewith.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
Filed herewith.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
Filed herewith.
104
The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, has been formatted in Inline XBRL.
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Astrotech Corporation
Date: November 12, 2021
/s/ Eric Stober
Eric Stober
Chief Financial Officer and Principal Accounting Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.