2 unchanged sentences
Incorporation by Reference
−Removed: Form of Placement Agent’s Warrant
−Removed: Exhibit 4.1 to Form 8-K filed on February 16, 2021.
−Removed: Form of Securities Purchase Agreement
−Removed: Exhibit 10.1 to Form 8-K filed on February 16, 2021.
−Removed: Letter of Agreement, dated March 24, 2021
−Removed: Exhibit 10.1 to Form 8-K filed on March 30, 2021.
+Added: Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware.
+Added: Exhibit 3.1 to Form 8-K filed on December 28, 2017.
+Added: Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 of the Registrant’s Form 8-K filed with the Securities and Exchange Commission on December 28, 2017).
+Added: Exhibit 3.2 to Form 8-K filed on December 28, 2017.
+Added: Certificate of Designations of Series A Junior Participating Preferred Stock, as filed with the Secretary of State of the State of Delaware.
+Added: Exhibit 3.3 to Form 8-K filed on December 28, 2017.
+Added: Certificate of Designations of Series C Convertible Preferred Stock, as filed with the Delaware Secretary of State on April 17, 2019.
+Added: Exhibit 3.1 to Form 8-K filed on April 23, 2019.
+Added: Certificate of Designations of Preferences, Rights and Limitations of Series D Convertible Preferred Stock, as filed with the Delaware Secretary of State on April 17, 2019.
+Added: Exhibit 3.2 to Form 8-K filed on April 23, 2019.
+Added: Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
+Added: Exhibit 3.1 to Form 8-K filed on July 1, 2020.
+Added: Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
+Added: Exhibit 3.1 to Form 8-K filed on October 12, 2021.
+Added: Omnibus Amendment to Secured Promissory Notes, dated September 3, 2021.
+Added: Exhibit 4.1 to Form 8-K filed on September 8, 2021.
+Added: Acknowledgment, Consent and Affirmation of Guarantors, dated September 3, 2021.
+Added: Exhibit 10.1 to Form 8-K filed on September 8, 2021.
+Added: Omnibus Amendment to Security Agreements, dated September 3, 2021, by and among the Company, certain of the Company’s subsidiaries and Thomas B.
+Added: Exhibit 10.2 to Form 8-K filed on September 8, 2021.
+Added: Omnibus Amendment to Subsidiary Guarantees, dated September 3, 2021, made by certain of the Company’s subsidiaries in favor of Thomas B.
+Added: Exhibit 10.3 to Form 8-K filed on September 8, 2021.
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
4 unchanged sentences
Filed herewith.
−Removed: The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended March 31, 2021 formatted in eXtensible Business Reporting Language:
−Removed: (i) Unaudited Condensed Consolidated Balance Sheets, (ii) Unaudited Condensed Consolidated Statements of Operations, (iii) Unaudited Condensed Consolidated Statements of Cash Flows, (iv) Notes to Unaudited Condensed Consolidated Financial Statements.
+Added: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
Filed herewith.
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Filed herewith.
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Filed herewith.
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Filed herewith.
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: Filed herewith.
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Filed herewith.
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, has been formatted in Inline XBRL.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Astrotech Corporation
+Added: November 12, 2021
/s/ Eric Stober
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.