Item 5. Other Information
ITEM 5. OTHER INFORMATION
During the three months ended September 30, 2025, no director or officer adopted or terminated (i) any contract, instructions or written plan for the purchase or sale of securities of the Partnership intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) and/or (ii) any written arrangement for the purchase or sale of securities of the Partnership that meets the definition of a non-Rule 10b5-1 trading arrangement as defined in Item 408(c).
ITEM 6. EXHIBITS
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
SEC
File No. and
Film No.
Exhibit
Filing Date
Filed
Herewith*
3.1
Amended and Restated Certificate of Limited Partnership of Alliance Resource Partners, L.P.
8-K
000-26823
17990766
3.6
07/28/2017
3.2
Fourth Amended and Restated Agreement of Limited Partnership of Alliance Resource Partners, L.P.
8-K
000-26823
17990766
3.2
07/28/2017
3.3
Amendment No. 1 to Fourth Amended and Restated Agreement of Limited Partnership of Alliance Resource Partners, L.P.
10-K
000-26823
18634634
3.9
02/23/2018
3.4
Amendment No. 2 to Fourth Amended and Restated Agreement of Limited Partnership of Alliance Resource Partners, L.P.
8-K
000-26823
18883834
3.3
06/06/2018
3.5
Amendment No. 3 to Fourth Amended and Restated Agreement of Limited Partnership of Alliance Resource Partners, L.P.
8-K
000-26823
18883834
3.4
06/06/2018
3.6
Certificate of Limited Partnership of Alliance Resource Operating Partners, L.P.
S-1/A
333-78845
99669102
3.8
07/23/1999
3.7
First Amendment to Certificate of Limited Partnership of Alliance Resource Operating Partners, L.P.
10-Q
000-26823
241184062
3.7
08/07/2024
3.8
Second Amendment to Certificate of Limited Partnership of Alliance Resource Operating Partners, L.P.
10-Q
000-26823
241184062
3.8
08/07/2024
3.9
Third Amendment to Certificate of Limited Partnership of Alliance Resource Operating Partners, L.P.
10-Q
000-26823
241184062
3.9
08/07/2024
46
Table of Contents
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
SEC
File No. and
Film No.
Exhibit
Filing Date
Filed
Herewith*
3.10
Amended and Restated Agreement of Limited Partnership of Alliance Resource Operating Partners, L.P.
10-K
000-26823
583595
3.2
03/29/2000
3.11
Amendment No. 1 to Amended and Restated Agreement of Limited Partnership of Alliance Resource Operating Partners, L.P.
8-K
000-26823
18883834
3.5
06/06/2018
3.12
Certificate of Formation of Alliance Resource Management GP, LLC
S-1/A
333-78845
99669102
3.7
07/23/1999
3.13
Third Amended and Restated Operating Agreement of Alliance Resource Management GP, LLC
8-K
000-26823
18883834
3.7
06/06/2018
3.14
Certificate of Formation of MGP II, LLC
8-K
000-26823
17990766
3.5
07/28/2017
3.15
Amended and Restated Operating Agreement of MGP II, LLC
8-K
000-26823
17990766
3.4
07/28/2017
4.1
Indenture, dated as of June 12, 2024, by and among Alliance Resource Operating Partners, L.P. and Alliance Resource Finance Corporation, as issuers, Alliance Resource Partners, L.P., as parent, the subsidiary guarantors party thereto and Computershare Trust Company, N.A., as trustee.
8-K
000-26823
241038800
4.1
06/12/2024
10.1
Master Supply and Services Agreement, dated as of October 10, 2025, by and between Saminco Solutions LLC and CR Services, LLC
8-K
000-26823
251388654
10.1
10/10/2025
31.1
Certification of Joseph W. Craft III, President and Chief Executive Officer of Alliance Resource Management GP, LLC, the general partner of Alliance Resource Partners, L.P., dated November 7, 2025, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2
Certification of Cary P. Marshall, Senior Vice President and Chief Financial Officer of Alliance Resource Management GP, LLC, the general partner of Alliance Resource Partners, L.P., dated November 7, 2025, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
47
Table of Contents
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
SEC
File No. and
Film No.
Exhibit
Filing Date
Filed
Herewith*
32.1
Certification of Joseph W. Craft III, President and Chief Executive Officer of Alliance Resource Management GP, LLC, the general partner of Alliance Resource Partners, L.P., dated, November 7, 2025, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2
Certification of Cary P. Marshall, Senior Vice President and Chief Financial Officer of Alliance Resource Management GP, LLC, the general partner of Alliance Resource Partners, L.P., dated November 7, 2025, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
95.1
Federal Mine Safety and Health Act Information
101
Interactive Data File (Form 10-Q for the quarter ended September 30, 2025 filed in Inline XBRL).
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
* Or furnished, in the case of Exhibits 32.1 and 32.2.
48
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized, in Tulsa, Oklahoma, on November 7, 2025.
ALLIANCE RESOURCE PARTNERS, L.P.
By:
Alliance Resource Management GP, LLC
its general partner
/s/ Joseph W. Craft, III
Joseph W. Craft, III
Chairman, President and Chief Executive
Officer, duly authorized to sign on behalf
of the registrant.
/s/ Megan J. Cordle
Megan J. Cordle
Vice President, Controller and
Chief Accounting Officer
49
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.