Item 5. Other Information
ITEM 5. OTHER INFORMATION
In connection with the restructuring initiated in October 2021, we will be eliminating all of our research personnel and our research capabilities and are transitioning to a commercially focused organization. Our research personnel comprised a significant portion of our headcount presence in Fremont, California. As a result, our Board has determined to designate Waltham, Massachusetts, where the majority of our executive management team are located and where our commercial team reports, as our sole headquarters.
ITEM 6. Exhibits
Incorporated by Reference
Exhibit
Number Exhibit Description Form Date Number Filed
Herewith
10.1 Fourth Amendment to the Loan and Security Agreement, dated as of July 29, 2021, by and among Ardelyx, Inc., Solar Capital Ltd. and the lenders party thereto.
8-K 7/30/2021 10.1
10.2 Open Market Sales Agreement dated August 13, 2021, by and between Ardelyx, Inc. and Jefferies LLC.
8-K 8/17/2021 10.1
31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
32.1 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
101 The following financial statements, formatted in Inline Extensible Business Reporting Language (XBRL): (i) Condensed Balance Sheets as of September 30, 2021 and December 31, 2020, (ii) Condensed Statements of Operations and Comprehensive Loss for the three and nine months ended September 30, 2021 and 2020, (iii) Condensed Statements of Cash Flows for the nine months ended September 30, 2021 and 2020, and (iv) Notes to Unaudited Condensed Financial Statements.
X
104 Cover Page Interactive Data File, formatted in Inline XBRL and contained in Exhibit 101.
________________
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Ardelyx, Inc.
Date: November 12, 2021 By: /s/ Justin Renz
Justin Renz
Chief Financial Officer
(Chief Accounting and Principal Financial Officer)
66
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.