Item 5. Other Information
ITEM 5. OTHER INFORMATION
(a) None.
ITEM 6. Exhibits
Incorporated by Reference
Exhibit
Number Exhibit Description Form Date Number Filed
Herewith
10.1 Third Amendment to the Loan and Security Agreement, dated May 5 , 2021, by and between the Company and Solar Capital Ltd. and Western Alliance Bank.
X
31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
32.1 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
101 The following financial statements, formatted in Inline Extensible Business Reporting Language (XBRL): (i) Condensed Balance Sheets as of March 31, 2021 and December 31, 2020, (ii) Condensed Statements of Operations and Comprehensive Loss for the three months ended March 31, 2021 and 2020, (iii) Condensed Statements of Cash Flows for the nine months ended March 31, 2021 and 2020, and (iv) Notes to Unaudited Condensed Financial Statements.
X
104 Cover Page Interactive Data File, formatted in Inline XBRL and contained in Exhibit 101.
________________
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Ardelyx, Inc.
Date: May 6, 2021 By: /s/ Justin Renz
Justin Renz
Chief Financial Officer
(Chief Accounting and Principal Financial Officer)
64
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.