Anixa Biosciences Inc 10-K

Item 5. Market for the Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Market Information Our common stock trades on the NASDAQ Capital Market under the symbol “ANIX”. Holders As of January 3, 2023, the approximate number of record holders of our common stock was 314 and the closing price of our common stock was $4.19 per share. Securities Authorized for Issuance Under Equity Compensation Plans See “Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.” Dividend Policy No cash dividends have been paid on our common stock since our inception. We have no present intention to pay any cash dividends in the foreseeable future. Recent Sales of Unregistered Securities During the three months ended October 31, 2022, the Company issued an aggregate of 7,986 unregistered shares of our common stock to a company in payment of investor relations services. The common stock was issued in reliance on an exemption from registration under Section 4(a)(2) of the Securities Act as they were issued in a private transaction to investors, without a view to distribution, and were not issued through any general solicitation or advertisement. Item 6. [Reserved] 34