AMERICAN SUPERCONDUCTOR CORP /DE/ 10-Q

ITEM 5. OTHER INFORMATION   None   31     ITEM 6. EXHIBITS   EXHIBIT INDEX           Incorporated by Reference Exhibit Number   Exhibit Description   Form   File No.   Exhibit   Filing Date   Filed/Furnished Herewith                           10.1   Stock Purchase Agreement, dated May  6, 2021, by and among American Superconductor Corporation, Antonio Capanna, Sr., Antonio Capanna, Jr., The Antonio Capanna 2010 Spousal Lifetime Access Trust Dated December 28, 2010 and the Other Seller Parties.   8-K   000-19672   10.1   5/10/21                               10.2   Purchase and Sale Agreement, dated May 6, 2021, by and among AMSC Husky LLC, 71 Pickett District Road, LLC, Antonio Capanna, Sr. and Filomena Capanna.   8-K   000-19672   10.2   5/10/21                               10.3   Fiscal 2021 Executive Incentive Plan.   8-K   000-19672   10.1   5/25/21                               31.1   Chief Executive Officer—Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.                   *                           31.2   Chief Financial Officer—Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.                   *                           32.1   Chief Executive Officer—Certification pursuant to Rule13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.                   **                           32.2   Chief Financial Officer—Certification pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.                   **                           101.INS   Inline XBRL Instance Document.                   *                           101.SCH   Inline XBRL Taxonomy Extension Schema Document.                    *                           101.CAL   Inline XBRL Taxonomy Calculation Linkbase Document.                    *                           101.DEF   Inline XBRL Definition Linkbase Document.                    *                           101.LAB   Inline XBRL Taxonomy Label Linkbase Document.                    *                           101.PRE   Inline XBRL Taxonomy Presentation Linkbase Document.                    *                           104    Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)                     _________________________   * Filed herewith   ** Furnished herewith   Attached as Exhibits 101 to this report are the following formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Balance Sheet as of June 30, 2021 and March 31, 2021 (ii) Condensed Statements of Operations and Income for the three months ended  June 30, 2021 and 2020, (iii) Condensed Consolidated Statements of Comprehensive (Loss) Income for the three months ended  June 30, 2021 and 2020, (iv) Condensed Consolidated Statements of Cash Flows for the three months ended  June 30, 2021 and 2020, and (v) Notes to Condensed Consolidated Financial Statements.   32     SIGNATURE   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.         AMERICAN SUPERCONDUCTOR CORPORATION             By: /s/ John W. Kosiba, Jr. Date: August 4, 2021   John W. Kosiba, Jr.       Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial and Accounting Officer)                   33