Altimmune, Inc. 10-Q

Item 5. Other Information In September 2020, the Company’s Board approved our non-employee director compensation policy, a copy of which is filed herewith as Exhibit 10.2. 22 Item 6. Exhibits Exhibit Index Exhibit No. Description 10.1 Amendment No. 4 to the Second Restated License Agreement, by and among Altimmune, Inc. and Janssen Vaccines & Prevention B.V., dated as of July 28, 2020 10.2 Non-Employee Director Compensation Policy 31.1 † Certification of Principal Executive Officer Pursuant to SEC Rule 13a-14(a)/15d-14(a) 31.2 † Certification of Principal Financial Officer Pursuant to SEC Rule 13a-14(a)/15d-14(a) 32.1 † Certification Pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code 32.2 † Certification Pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document † This certification will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent specifically incorporated by reference into such filing. 23 SIGNAT URES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused the report to be signed on its behalf by the undersigned, thereunto duly authorized. ALTIMMUNE, INC. Dated: November 9, 2020 By: /s/ Vipin K. Garg Name: Vipin K. Garg Title: President and Chief Executive Officer (Principal Executive Officer) Dated: November 9, 2020 By: /s/ Will Brown Name: Will Brown Title: Chief Financial Officer (Principal Financial and Accounting Officer) 24