Item 5. Other Information
Item 5. Other Information
Insider Trading Arrangements and Policies
During the three months ended March 31, 2026, n o n e of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description of Exhibit
1.1
Underwriting Agreement, dated January 21, 2026, between the Company and Cantor Fitzgerald & Co. (1)
3.1
Amended and Restated Memorandum and Articles of Association of the Company. (1)
4.1
Warrant Agreement, dated January 21, 2026, between the Company and Continental Stock Transfer & Trust Company. (1)
10.1
Letter Agreement, dated January 21, 2026, among the Company and Aldabra 4 LOV Sponsor Partnership, LLC. (1)
10.2
Letter Agreement, dated January 21, 2026, among the Company, A4 Employee Partnership, LLC , directors and officers of the Company. (1)
10.3
Investment Management Trust Agreement, dated January 21, 2026, between the Company and Continental Stock Transfer & Trust Company. (1)
10.4
Registration Rights Agreement, dated January 21, 2026, among the Company and certain security holders. (1)
10.5
Private Placement Warrants Subscription Agreement, dated January 21, 2026, between the Company and Aldabra 4 LOV Sponsor Partnership, LLC. (1)
10.6
Private Placement Warrants Purchase Agreement, dated January 21, 2026, between the Company and the underwriters. (1)
10.7
Administrative Services Agreement, dated February 9, 2026, between January 21, 2026, between the Company and Aldabra 4 LOV Sponsor Partnership, LLC. (1)
10.8
Form of Indemnity Agreement (incorporated by reference to an exhibit to the Registrant’s Form S-1 (File No. 333-292418), filed with the SEC on December 23, 2025). (1)
31.1*
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL Taxonomy Extension Labels Linkbase Document
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document
*
Filed herewith.
**
These certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
(1) Previously filed as an exhibit to our Current Report on Form 8-K filed on January 27, 2026 and incorporated by reference herein.
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SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALDABRA 4 LIQUIDITY OPPORTUNITY VEHICLE, INC.
Date: May 15, 2026
By:
/s/ Neal Yanofsky
Name:
Neal Yanofsky
Title:
Chief Executive Officer
(Principal Executive Officer)
Date: May 15, 2026
By:
/s/ Irina O’Berry
Name:
Irina O’Berry
Title:
Chief Financial Officer
(Principal Financial and Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.