AIR T INC 10-Q

Item 5. Other information (c) Insider Trading Arrangements During the quarter ended December 31, 2023, none of our directors or officers (as defined in Section 16 of the Exchange Act), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (each as defined in Item 408 of Regulation S-K). 36 Item 6. Exhibits (a) Exhibits No. Description 10.1 Securities Purchase A greement , incorporated by reference to Exhibit 10. 1 to the Company's Current Report on Form 8-K f iled November 28, 2023 (Commission File No. 001-25476). 22.1 List of Issuers and Guarantors 31.1 Section 302 Certification of Chief Executive Officer and President 31.2 Section 302 Certification of Chief Financial Officer 32.1 Section 1350 Certifications 101 The following financial information from the Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Balance Sheets, (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Statements of Stockholders Equity, and (v) the Notes to the Condensed Consolidated Financial Statements. * Portions of this exhibit have been omitted for confidential treatment. 37 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AIR T, INC. Date: February 12, 2024 /s/ Nick Swenson Nick Swenson, Chief Executive Officer and Director /s/ Brian Ochocki Brian Ochocki, Chief Financial Officer 38