Item 5. Other Information
Item 5. Other Information
None
ITEM 6. E xhibits
The following exhibits are filed with this Report:
Exhibit
Number
Description
10.1+#
Form of Stock Option Award Grant Notice and Agreement under the Advantage Solutions Inc. 2020 Incentive Plan.
10.2+#
Form of Restricted Stock Award Grant Notice and Agreement under the Advantage Solutions Inc. 2020 Incentive Plan.
10.3+#
Form of Performance Restricted Stock Award Grant Notice and Agreement under the Advantage Solutions Inc. 2020 Incentive Plan.
10.4+#
Form of Restricted Stock Award (Non-Employee Directors) under the Advantage Solutions Inc. 2020 Incentive Plan.
10.5+#
Amended and Restated Employment Agreement dated as of February 1, 2023, by and between Advantage Solutions Inc. and David Peacock.
10.6#
Transition Agreement, dated March 13, 2023, by and between Brian Stevens and Advantage Sales & Marketing LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K, dated March 14, 2023, filed by the Company, Commission File No. 001-38990).
10.7#
Amended and Restated Employment Agreement, dated March 31, 2023, by and between Advantage Solutions Inc. and Christopher Growe (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K, dated April 3, 2023, filed by the Company, Commission File No. 001-38990).
10.8#
Separation Agreement and General Release, dated January 16, 2023, by and between Advantage Solutions Inc. and Jill Griffin (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K, dated January 18, 2023, filed by the Company, Commission File No. 001-38990)
39
31.1+
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934
31.2+
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934
32.1**
Certification of Chief Executive Officer pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350
32.2**
Certification of Chief Financial Officer pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350
101.INS
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+ Filed herewith.
** Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
# Indicates management contract or compensation plan or arrangement.
***
40
SIGNA TURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ADVANTAGE SOLUTIONS INC.
By:
/s/ David Peacock
David Peacock
Chief Executive Officer (Principal Executive Officer)
Date:
May 10, 2023
By:
/s/ Christopher Growe
Christopher Growe
Chief Financial Officer (Principal Financial Officer)
Date:
May 10, 2023
41
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.