AAON, INC. 10-Q

Item 5. Other Information. Rule 10b5-1 Trading Arrangements The following table describes contracts, instructions or written plans for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) . Name and Title of Director or Officer Date of Adoption of Arrangement Duration of the Arrangement Aggregate Number of Securities to be Purchased or Sold Pursuant to the Arrangement Stephen E. Wakefield November 23, 2022 Terminated May 17, 2023 95,788 Vice President and Chief Operating Officer Stephen E. Wakefield September 13, 2023 Expires August 30, 2024 181,000 Vice President and Chief Operating Officer Item 6. Exhibits. Exhibit # Description 3.2 Amended and Restated Bylaws of AAON, Inc. effective March 9, 2023 (i) 31.1 Certification by Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification by Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification by Chief Executive Officer furnished pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification by Chief Financial Officer furnished pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101 Interactive data files pursuant to Rule 405 of Regulation S-T formatted in iXBRL (Inline Extensible Business Reporting Language): (i) our Consolidated Balance Sheets as of September 30, 2023 and December 31, 2022; (ii) our Consolidated Statements of Income for the nine months ended September 30, 2023 and 2022; (iii) our Consolidated Statements of Stockholders’ Equity for the nine months ended September 30, 2023 and 2022; (iv) our Consolidated Statements of Cash Flows for the nine months ended September 30, 2023 and 2022; and (vi) the notes to our Consolidated Financial Statements. 104 Cover Page Interactive Data File pursuant to Rule 406 of Regulation S-T formatted in iXBRL (Inline Extensible Business Reporting Language) and contained in Exhibit 101. (i) Incorporated herein by reference to the exhibit to our Form 8-K dated March 9, 2023. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AAON, INC. Dated: November 06, 2023 By: /s/ Gary D. Fields Gary D. Fields Chief Executive Officer Dated: November 06, 2023 By: /s/ Rebecca A. Thompson Rebecca A. Thompson Chief Financial Officer - 40 -