UL offering history
Every offering-related filing in UNILEVER PLC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Oct 3, 2007.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 8, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 8, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 7, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 6, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 6, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 6, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 5, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 26, 2023 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Aug 10, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 10, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 9, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 9, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 9, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 9, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 8, 2020 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 13, 2020 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 4, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 3, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 3, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 5, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 5, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 4, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 20, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 20, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 19, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 27, 2017 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| May 3, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 3, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 2, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 26, 2016 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 26, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 25, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 29, 2015 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 29, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 28, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 30, 2014 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jul 1, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 5, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 4, 2013 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 3, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
UL offering FAQ
When did UL last execute an offering?
Per SEC filings, UNILEVER PLC's most recent priced offering document is a 424B5 filed 2024-08-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did UL last announce or register an offering?
The most recent registration is a F-3ASR filed 2023-07-26. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.