Offerings // TRX GOLD Corp

TRX offering history

Every offering-related filing in TRX GOLD Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 734 filings back to May 14, 2002.

Last executed offering
May 15, 2023
424B5 — priced deal (shares or notes)
Last registration (announced)
Apr 27, 2021
F-3 — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Jan 21, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 15, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 25, 2022424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 18, 2022424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 17, 2021424B7 →UPDATEResale prospectus — existing holders registering to sell
May 17, 2021424B2 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
May 14, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Apr 27, 2021F-3 →REGISTEREDF-3 registration — capacity to sell shares, not a sale yet
Feb 9, 2021F-3MEF →REGISTEREDF-3MEF registration — capacity to sell shares, not a sale yet
Feb 9, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 21, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 25, 2020EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 17, 2020F-3 →REGISTEREDF-3 registration — capacity to sell shares, not a sale yet
Sep 3, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 1, 2020EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 21, 2020F-3 →REGISTEREDF-3 registration — capacity to sell shares, not a sale yet
Mar 10, 2020FWP →MARKETINGFree-writing prospectus — offering being marketed
Jan 17, 2020FWP →MARKETINGFree-writing prospectus — offering being marketed
Dec 16, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 1, 2019FWP →MARKETINGFree-writing prospectus — offering being marketed
Oct 15, 2019FWP →MARKETINGFree-writing prospectus — offering being marketed
Oct 7, 2019FWP →MARKETINGFree-writing prospectus — offering being marketed
Aug 9, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 27, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 3, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 30, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 18, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 27, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 14, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 10, 2018FWP →MARKETINGFree-writing prospectus — offering being marketed
Sep 5, 2018EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 20, 2018F-3 →REGISTEREDF-3 registration — capacity to sell shares, not a sale yet
Sep 28, 2016424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 27, 2016F-3MEF →REGISTEREDF-3MEF registration — capacity to sell shares, not a sale yet
Sep 23, 2016EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 13, 2016F-3 →REGISTEREDF-3 registration — capacity to sell shares, not a sale yet
Apr 28, 2015424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 23, 2015EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Apr 16, 2015F-3/A →REGISTEREDF-3/A registration — capacity to sell shares, not a sale yet
Apr 7, 2015F-3/A →REGISTEREDF-3/A registration — capacity to sell shares, not a sale yet
TRX offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TRX workspace →
TRX offering FAQ

When did TRX last execute an offering?

Per SEC filings, TRX GOLD Corp's most recent priced offering document is a 424B5 filed 2023-05-15. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did TRX last announce or register an offering?

The most recent registration is a F-3 filed 2021-04-27. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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