TRX offering history
Every offering-related filing in TRX GOLD Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 733 filings back to May 14, 2002.
| Date | Filing | What it means | |
|---|---|---|---|
| Jan 21, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 15, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 25, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 18, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 17, 2021 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| May 17, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| May 14, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 27, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Feb 9, 2021 | F-3MEF → | REGISTERED | F-3MEF registration — capacity to sell shares, not a sale yet |
| Feb 9, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 21, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 25, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 17, 2020 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Sep 3, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 1, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 21, 2020 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Mar 10, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 17, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Dec 16, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 1, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 15, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 7, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 9, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 27, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 3, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 30, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 18, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 27, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 14, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 10, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 5, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 20, 2018 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Sep 28, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 27, 2016 | F-3MEF → | REGISTERED | F-3MEF registration — capacity to sell shares, not a sale yet |
| Sep 23, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 13, 2016 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Apr 28, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 23, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 16, 2015 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Apr 7, 2015 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
TRX offering FAQ
When did TRX last execute an offering?
Per SEC filings, TRX GOLD Corp's most recent priced offering document is a 424B5 filed 2023-05-15. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did TRX last announce or register an offering?
The most recent registration is a F-3 filed 2021-04-27. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.