Offerings // SS&C Technologies Holdings Inc

SSNC offering history

Every offering-related filing in SS&C Technologies Holdings Inc’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 933 filings back to Jun 13, 2007.

Last executed offering

May 19, 2020

8-K — priced deal (shares or notes)

Last registration (announced)

Oct 31, 2018

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 19, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 30, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 8, 2019	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 4, 2019	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 4, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 3, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Dec 3, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 19, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 31, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Sep 6, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 5, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 3, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 20, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 20, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 19, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 19, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 17, 2015	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jun 17, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 19, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 19, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 18, 2013	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
May 10, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 9, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 9, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 8, 2013	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Apr 10, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 15, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 14, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 14, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 13, 2013	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 19, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 18, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 18, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 17, 2012	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 25, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 22, 2011	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 21, 2011	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 12, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 12, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

SSNC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SSNC workspace →

SSNC offering FAQ

When did SSNC last execute an offering?

Per SEC filings, SS&C Technologies Holdings Inc's most recent priced offering document is a 8-K filed 2020-05-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SSNC last announce or register an offering?

The most recent registration is a S-3ASR filed 2018-10-31. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.