Offerings // Seritage Growth Properties

SRG offering history

Every offering-related filing in Seritage Growth Properties’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 684 filings back to Dec 19, 2014.

Last executed offering

Dec 8, 2017

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 30, 2021

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 8, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 30, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 8, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 7, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Dec 7, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 7, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 10, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 10, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 9, 2015	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Jun 9, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2015	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
May 26, 2015	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
May 11, 2015	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
May 1, 2015	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Apr 1, 2015	S-11 →	REGISTERED	S-11 registration — capacity to sell shares, not a sale yet

SRG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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SRG offering FAQ

When did SRG last execute an offering?

Per SEC filings, Seritage Growth Properties's most recent priced offering document is a 424B5 filed 2017-12-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SRG last announce or register an offering?

The most recent registration is a S-3 filed 2021-11-30. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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