SPB offering history
Every offering-related filing in Spectrum Brands Holdings, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Dec 27, 2011.
| Date | Filing | What it means | |
|---|---|---|---|
| May 23, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 12, 2018 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 12, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 4, 2016 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jan 27, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 27, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 20, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 20, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 23, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 15, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 14, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 14, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 14, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 19, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 4, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 30, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 30, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 28, 2014 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Jan 3, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 31, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 11, 2013 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Sep 6, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 14, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 12, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 22, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 13, 2012 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SPB offering FAQ
When did SPB last execute an offering?
Per SEC filings, Spectrum Brands Holdings, Inc.'s most recent priced offering document is a 8-K filed 2024-05-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SPB last announce or register an offering?
The most recent registration is a S-3ASR filed 2016-02-04. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.