Offerings // SANUWAVE Health, Inc.

SNWV offering history

Every offering-related filing in SANUWAVE Health, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 744 filings back to Dec 18, 2007.

Last executed offering

Oct 18, 2024

8-K — priced deal (shares or notes)

Last registration (announced)

Dec 3, 2024

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 19, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 3, 2024	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 18, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 21, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 25, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 3, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 29, 2023	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 29, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 30, 2023	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Feb 1, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 31, 2023	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 22, 2022	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 4, 2022	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 8, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 28, 2022	RW →	WITHDRAWN	Registration withdrawn
Mar 2, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 14, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 27, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 5, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 12, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 11, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 27, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 27, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 20, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 22, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 22, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 6, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 27, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 18, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 15, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 15, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 28, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 20, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 18, 2019	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
May 21, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 12, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 14, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 14, 2019	AW →	WITHDRAWN	Registration withdrawn
Feb 14, 2019	AW →	WITHDRAWN	Registration withdrawn

SNWV offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SNWV workspace →

SNWV offering FAQ

When did SNWV last execute an offering?

Per SEC filings, SANUWAVE Health, Inc.'s most recent priced offering document is a 8-K filed 2024-10-18. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SNWV last announce or register an offering?

The most recent registration is a S-1 filed 2024-12-03. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.