SMA offering history
Every offering-related filing in SmartStop Self Storage REIT, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 657 filings back to Sep 4, 2013.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 19, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 5, 2026 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Apr 2, 2025 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Apr 1, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 28, 2025 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Mar 26, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 24, 2025 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Mar 21, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 12, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Dec 10, 2024 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Nov 26, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 21, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 26, 2024 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Mar 17, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Dec 12, 2022 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Aug 10, 2022 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 22, 2022 | S-11 → | REGISTERED | S-11 registration — capacity to sell shares, not a sale yet |
| Apr 18, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 18, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 29, 2022 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 25, 2021 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 11, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 11, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 26, 2020 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Oct 30, 2019 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 14, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 7, 2017 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 6, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 17, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 4, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 22, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 2, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 22, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 10, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 20, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 21, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 20, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 11, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 6, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 22, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SMA offering FAQ
When did SMA last execute an offering?
Per SEC filings, SmartStop Self Storage REIT, Inc.'s most recent priced offering document is a 424B5 filed 2026-03-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SMA last announce or register an offering?
The most recent registration is a S-3ASR filed 2026-01-05. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.