RMI offering history
Every offering-related filing in RiverNorth Opportunistic Municipal Income Fund, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 204 filings back to Jul 20, 2018.
| Date | Filing | What it means | |
|---|---|---|---|
| May 21, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 15, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 26, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 25, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 9, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 3, 2022 | RW → | WITHDRAWN | Registration withdrawn |
| Oct 25, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
RMI offering FAQ
When did RMI last execute an offering?
Per SEC filings, RiverNorth Opportunistic Municipal Income Fund, Inc.'s most recent priced offering document is a 424B5 filed 2025-05-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did RMI last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2018-07-20.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.