Offerings // RIGEL PHARMACEUTICALS INC

RIGL offering history

Every offering-related filing in RIGEL PHARMACEUTICALS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Aug 3, 2007.

Last executed offering

Aug 4, 2020

424B5 — priced deal (shares or notes)

Last registration (announced)

Aug 2, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 9, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 2, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 3, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 3, 2021	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 4, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 20, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 18, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 2, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 9, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 5, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 4, 2017	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Oct 3, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 30, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 31, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 30, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 18, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 7, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 3, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 2, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 22, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 8, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 26, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 25, 2011	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
May 25, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 7, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 14, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 17, 2009	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Sep 17, 2009	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 17, 2009	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 16, 2009	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 30, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 1, 2008	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 24, 2008	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jan 24, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

RIGL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full RIGL workspace →

RIGL offering FAQ

When did RIGL last execute an offering?

Per SEC filings, RIGEL PHARMACEUTICALS INC's most recent priced offering document is a 424B5 filed 2020-08-04. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did RIGL last announce or register an offering?

The most recent registration is a S-3 filed 2024-08-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.