QQQX offering history
Every offering-related filing in Nuveen NASDAQ 100 Dynamic Overwrite Fund’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 267 filings back to May 22, 2014.
| Date | Filing | What it means | |
|---|---|---|---|
| May 30, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 18, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 22, 2024 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| May 20, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 2, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 13, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 7, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 30, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 8, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 6, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 1, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 3, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 3, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 30, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 28, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 17, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 29, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
QQQX offering FAQ
When did QQQX last execute an offering?
Per SEC filings, Nuveen NASDAQ 100 Dynamic Overwrite Fund's most recent priced offering document is a 424B2 filed 2024-05-22. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did QQQX last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2014-05-22.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.