Offerings // Phunware, Inc.

PHUN offering history

Every offering-related filing in Phunware, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 686 filings back to Feb 12, 2016.

Last executed offering

Nov 1, 2024

424B5 — priced deal (shares or notes)

Last registration (announced)

May 21, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 28, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 1, 2024	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Nov 1, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 4, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 9, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 8, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 7, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 19, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 17, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 8, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 6, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 23, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 2, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 27, 2022	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 10, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 9, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 1, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 26, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 7, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 12, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 12, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 11, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 11, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 3, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 27, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 9, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 11, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 4, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 17, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 12, 2020	424B8 →	UPDATE	Resale prospectus — existing holders registering to sell
May 22, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 7, 2020	424B8 →	UPDATE	Resale prospectus — existing holders registering to sell
May 4, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 4, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 13, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 6, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 30, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 23, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 23, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

PHUN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PHUN workspace →

PHUN offering FAQ

When did PHUN last execute an offering?

Per SEC filings, Phunware, Inc.'s most recent priced offering document is a 424B5 filed 2024-11-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PHUN last announce or register an offering?

The most recent registration is a S-3 filed 2026-05-21. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.