Offerings // NATURAL RESOURCE PARTNERS LP

NRP offering history

Every offering-related filing in NATURAL RESOURCE PARTNERS LP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Apr 4, 2007.

Last executed offering

Mar 6, 2017

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 31, 2022

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 11, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 31, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 20, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 20, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 20, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 14, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 7, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 6, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 23, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 5, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 18, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 13, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 2, 2015	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 7, 2014	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 7, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 6, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 2, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 20, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 27, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 27, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 11, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Apr 11, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 12, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 8, 2013	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
May 7, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 12, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 25, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 4, 2013	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Oct 2, 2012	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Sep 21, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 19, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 11, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 15, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 24, 2012	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 18, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 16, 2011	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Sep 21, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 2, 2010	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 31, 2010	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)

NRP offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NRP workspace →

NRP offering FAQ

When did NRP last execute an offering?

Per SEC filings, NATURAL RESOURCE PARTNERS LP's most recent priced offering document is a 8-K filed 2017-03-06. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NRP last announce or register an offering?

The most recent registration is a S-3 filed 2022-01-31. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.