Offerings // LIQUIDMETAL TECHNOLOGIES INC

LQMT offering history

Every offering-related filing in LIQUIDMETAL TECHNOLOGIES INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 747 filings back to Nov 20, 2001.

Last executed offering

Oct 27, 2016

8-K — priced deal (shares or notes)

Last registration (announced)

Nov 22, 2024

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 5, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2024	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 27, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 14, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 17, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 9, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 28, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 25, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 12, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 21, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 21, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 8, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 5, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 10, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 29, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 5, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 12, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 18, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 31, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 11, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 7, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 7, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 31, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 30, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 23, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 3, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 18, 2012	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 2, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 5, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 12, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 24, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 11, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 10, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 7, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 19, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 19, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 19, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

LQMT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full LQMT workspace →

LQMT offering FAQ

When did LQMT last execute an offering?

Per SEC filings, LIQUIDMETAL TECHNOLOGIES INC's most recent priced offering document is a 8-K filed 2016-10-27. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did LQMT last announce or register an offering?

The most recent registration is a S-1 filed 2024-11-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.