Offerings // KOPIN CORP

KOPN offering history

Every offering-related filing in KOPIN CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 22, 2007.

Last executed offering
Oct 16, 2025
8-K — priced deal (shares or notes)
Last registration (announced)
Nov 25, 2025
S-1/A — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
2
S-1/S-3/F-series registrations
DateFilingWhat it means
May 29, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 8, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 25, 2025S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Nov 7, 2025S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Oct 16, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 30, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 12, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jan 24, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 4, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 30, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Mar 19, 2024S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jan 26, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 24, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 27, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Mar 5, 2021S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Mar 5, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 15, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 14, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 8, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 2018EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 13, 2018S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Nov 26, 2018S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 25, 20178-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jan 3, 20178-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Nov 7, 2013EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 5, 2013S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Oct 30, 2013S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Aug 9, 2013S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 1, 2009EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 24, 2009S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
KOPN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full KOPN workspace →
KOPN offering FAQ

When did KOPN last execute an offering?

Per SEC filings, KOPIN CORP's most recent priced offering document is a 8-K filed 2025-10-16. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did KOPN last announce or register an offering?

The most recent registration is a S-1/A filed 2025-11-25. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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