JFR offering history
Every offering-related filing in NUVEEN FLOATING RATE INCOME FUND’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 578 filings back to Jan 23, 2004.
| Date | Filing | What it means | |
|---|---|---|---|
| Feb 11, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 10, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 28, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 14, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 6, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 10, 2010 | AW → | WITHDRAWN | Registration withdrawn |
| Aug 18, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
JFR offering FAQ
When did JFR last execute an offering?
Per SEC filings, NUVEEN FLOATING RATE INCOME FUND's most recent priced offering document is a 424B2 filed 2025-01-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did JFR last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2004-01-23.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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