Offerings // Identiv, Inc.

INVE offering history

Every offering-related filing in Identiv, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,003 filings back to Mar 23, 2010.

Last executed offering

Apr 9, 2021

424B2 — priced deal (shares or notes)

Last registration (announced)

Mar 18, 2021

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 9, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 7, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 25, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 18, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 7, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 3, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 20, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 20, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 17, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 30, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 2, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 25, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 5, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 3, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 3, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 2, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 2, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 30, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 20, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 15, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 6, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 21, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 22, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 18, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 4, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 19, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 14, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 11, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 10, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 20, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 14, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 14, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 13, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 5, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 4, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 28, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 24, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 22, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 1, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

INVE offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full INVE workspace →

INVE offering FAQ

When did INVE last execute an offering?

Per SEC filings, Identiv, Inc.'s most recent priced offering document is a 424B2 filed 2021-04-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did INVE last announce or register an offering?

The most recent registration is a S-3 filed 2021-03-18. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.