Offerings // i3 Verticals, Inc.

IIIV offering history

Every offering-related filing in i3 Verticals, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 471 filings back to Feb 12, 2018.

Last executed offering

Feb 5, 2021

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 20, 2021

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 16, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 20, 2021	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Feb 10, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 10, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 8, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 5, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 16, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 11, 2020	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 9, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 19, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 9, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 8, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 6, 2019	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 5, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 3, 2019	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 25, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 21, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 20, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 15, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 14, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 11, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 25, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

IIIV offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full IIIV workspace →

IIIV offering FAQ

When did IIIV last execute an offering?

Per SEC filings, i3 Verticals, Inc.'s most recent priced offering document is a 8-K filed 2021-02-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did IIIV last announce or register an offering?

The most recent registration is a S-3ASR filed 2021-08-20. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.