HWBK offering history
Every offering-related filing in HAWTHORN BANCSHARES, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 916 filings back to Aug 2, 1996.
| Date | Filing | What it means | |
|---|---|---|---|
| Jul 22, 2026 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 21, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 2, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 26, 2025 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Jun 24, 2025 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 23, 2008 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 3, 2000 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
HWBK offering FAQ
When did HWBK last execute an offering?
Per SEC filings, HAWTHORN BANCSHARES, INC.'s most recent priced offering document is a 8-K filed 2008-12-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did HWBK last announce or register an offering?
The most recent registration is a S-3/A filed 2025-06-26. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.