Offerings // HARROW, INC.

HROW offering history

Every offering-related filing in HARROW, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 867 filings back to Jul 21, 2006.

Last executed offering
Nov 18, 2025
8-K — priced deal (shares or notes)
Last registration (announced)
May 26, 2022
S-3 — capacity, not a sale
Executed, last 12 months
1
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Nov 18, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 26, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jul 19, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 18, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 19, 2022424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 16, 2022FWP →MARKETINGFree-writing prospectus — offering being marketed
Dec 14, 2022424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 2022424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 6, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 26, 2022S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Sep 14, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 3, 2021S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jun 15, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2021FWP →MARKETINGFree-writing prospectus — offering being marketed
May 5, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Apr 16, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 15, 2021FWP →MARKETINGFree-writing prospectus — offering being marketed
Apr 14, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 13, 2020EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 2, 2020S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Aug 25, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 20, 20178-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jun 16, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 7, 2017S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
May 26, 2017S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 22, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 30, 2017424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jan 30, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 23, 2017S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 29, 20168-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 23, 20168-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Mar 14, 2016424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 14, 2016424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 10, 2016424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 25, 20168-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Nov 27, 2015424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 20158-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 2, 20148-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 29, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
HROW offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HROW workspace →
HROW offering FAQ

When did HROW last execute an offering?

Per SEC filings, HARROW, INC.'s most recent priced offering document is a 8-K filed 2025-11-18. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HROW last announce or register an offering?

The most recent registration is a S-3 filed 2022-05-26. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.