Offerings // HOPE BANCORP INC

HOPE offering history

Every offering-related filing in HOPE BANCORP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,003 filings back to Nov 1, 2011.

Last executed offering

Jun 8, 2018

8-K — priced deal (shares or notes)

Last registration (announced)

Mar 10, 2026

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 10, 2026	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Sep 12, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 22, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 20, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 11, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 31, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 31, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 9, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 9, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

HOPE offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HOPE workspace →

HOPE offering FAQ

When did HOPE last execute an offering?

Per SEC filings, HOPE BANCORP INC's most recent priced offering document is a 8-K filed 2018-06-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HOPE last announce or register an offering?

The most recent registration is a S-3ASR filed 2026-03-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.