HCM offering history
Every offering-related filing in HUTCHMED (China) Ltd’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 597 filings back to Aug 21, 2015.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 28, 2024 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jun 24, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 21, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 14, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 6, 2020 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jan 23, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 21, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 30, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 30, 2019 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Sep 30, 2019 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jul 2, 2019 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jun 27, 2019 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Apr 15, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 26, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 24, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 3, 2017 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 18, 2016 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Mar 16, 2016 | F-1MEF → | REGISTERED | F-1MEF registration — capacity to sell shares, not a sale yet |
| Mar 16, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 16, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 4, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Mar 1, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 11, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 13, 2015 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 16, 2015 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
HCM offering FAQ
When did HCM last execute an offering?
Per SEC filings, HUTCHMED (China) Ltd's most recent priced offering document is a 424B5 filed 2021-06-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did HCM last announce or register an offering?
The most recent registration is a F-3ASR filed 2024-06-28. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.