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Offerings // Great Elm Capital Corp.

GECCG offering history

Every offering-related filing in Great Elm Capital Corp.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 777 filings back to Jun 24, 2016.

Last executed offering
Sep 9, 2025
424B5 — priced deal (shares or notes)
Last registration (announced)
None found
in filings back to Jun 24, 2016
Executed, last 12 months
4
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Feb 23, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 9, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 5, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 4, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 4, 2025FWP →MARKETINGFree-writing prospectus — offering being marketed
Aug 27, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 6, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 7, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 13, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 12, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 28, 2024424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 28, 2024424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 25, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 16, 2024424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 13, 2024FWP →MARKETINGFree-writing prospectus — offering being marketed
Sep 13, 2024424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 12, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 11, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 11, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 10, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 24, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Apr 11, 2024424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 10, 2024FWP →MARKETINGFree-writing prospectus — offering being marketed
Apr 9, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 8, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 9, 2023FWP →MARKETINGFree-writing prospectus — offering being marketed
Aug 9, 2023424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 8, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 18, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 17, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 17, 2022FWP →MARKETINGFree-writing prospectus — offering being marketed
May 17, 2022FWP →MARKETINGFree-writing prospectus — offering being marketed
May 17, 2022FWP →MARKETINGFree-writing prospectus — offering being marketed
May 16, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 3, 20228-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jan 12, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 4, 2021424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 4, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 20, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jun 21, 2021424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
GECCG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GECCG workspace →
GECCG offering FAQ

When did GECCG last execute an offering?

Per SEC filings, Great Elm Capital Corp.'s most recent priced offering document is a 424B5 filed 2025-09-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GECCG last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2016-06-24.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

GECCG Offering History — Last Announced & Executed Share Offerings | StockTools.ai