Offerings // FLOTEK INDUSTRIES INC/CN/

FTK offering history

Every offering-related filing in FLOTEK INDUSTRIES INC/CN/’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Jun 28, 2012.

Last executed offering

Apr 28, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Jul 10, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 14, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 28, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 21, 2023	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Sep 21, 2023	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Oct 27, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 18, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 23, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 20, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 18, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 11, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 22, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 4, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 9, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 1, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 19, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 11, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 21, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 1, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 11, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 3, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 1, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 12, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 12, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 26, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 26, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 13, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 12, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 24, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 13, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 9, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 9, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

FTK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full FTK workspace →

FTK offering FAQ

When did FTK last execute an offering?

Per SEC filings, FLOTEK INDUSTRIES INC/CN/'s most recent priced offering document is a 8-K filed 2025-04-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did FTK last announce or register an offering?

The most recent registration is a S-3 filed 2025-07-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.