Offerings // FIDELITY D & D BANCORP INC

FDBC offering history

Every offering-related filing in FIDELITY D & D BANCORP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jun 7, 2004.

Last executed offering

None found

in filings back to Jun 7, 2004

Last registration (announced)

May 3, 2023

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 12, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 3, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 12, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 12, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 5, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 5, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 25, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

FDBC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full FDBC workspace →

FDBC offering FAQ

When did FDBC last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 1000 filings EDGAR returns for FIDELITY D & D BANCORP INC, reviewed back to 2004-06-07.

When did FDBC last announce or register an offering?

The most recent registration is a S-3 filed 2023-05-03. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.