FATE offering history
Every offering-related filing in FATE THERAPEUTICS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 847 filings back to May 2, 2008.
| Date | Filing | What it means | |
|---|---|---|---|
| May 2, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 29, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 18, 2024 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Mar 21, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 20, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 27, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 8, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Nov 4, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jan 7, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 5, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 4, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 10, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 10, 2020 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 8, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 2, 2020 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 13, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 11, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 21, 2018 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 21, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 20, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 14, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 4, 2018 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 13, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 12, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 25, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 15, 2017 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jan 25, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 24, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 6, 2017 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Nov 22, 2016 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 30, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 28, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 12, 2016 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Aug 8, 2016 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 21, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 18, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 6, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Oct 15, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 1, 2014 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Oct 1, 2013 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
FATE offering FAQ
When did FATE last execute an offering?
Per SEC filings, FATE THERAPEUTICS INC's most recent priced offering document is a 8-K filed 2024-03-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did FATE last announce or register an offering?
The most recent registration is a S-3 filed 2024-04-18. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.