Offerings // National Vision Holdings, Inc.

EYE offering history

Every offering-related filing in National Vision Holdings, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 686 filings back to Jul 10, 2017.

Last executed offering

May 12, 2020

8-K — priced deal (shares or notes)

Last registration (announced)

Nov 14, 2018

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 12, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 9, 2019	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 7, 2019	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 16, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 15, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 14, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 26, 2018	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jul 26, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 25, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 23, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 15, 2018	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Mar 15, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 14, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 12, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 27, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 26, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 25, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 25, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 16, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 6, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 29, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

EYE offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full EYE workspace →

EYE offering FAQ

When did EYE last execute an offering?

Per SEC filings, National Vision Holdings, Inc.'s most recent priced offering document is a 8-K filed 2020-05-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did EYE last announce or register an offering?

The most recent registration is a S-3ASR filed 2018-11-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.