DFH offering history
Every offering-related filing in Dream Finders Homes, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 413 filings back to Oct 13, 2020.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 24, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 23, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 16, 2022 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Oct 5, 2021 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 13, 2021 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 25, 2021 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 22, 2021 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Jan 20, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 20, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 14, 2021 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 11, 2021 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Dec 22, 2020 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
DFH offering FAQ
When did DFH last execute an offering?
Per SEC filings, Dream Finders Homes, Inc.'s most recent priced offering document is a 8-K filed 2021-10-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did DFH last announce or register an offering?
The most recent registration is a S-3 filed 2022-03-16. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.