Offerings // Custom Truck One Source, Inc.

CTOS offering history

Every offering-related filing in Custom Truck One Source, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 581 filings back to Jul 3, 2017.

Last executed offering

Apr 2, 2021

8-K — priced deal (shares or notes)

Last registration (announced)

Sep 23, 2021

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 19, 2021	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 15, 2021	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Oct 1, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 23, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 22, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 13, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 6, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 2, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 22, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 4, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 17, 2020	RW →	WITHDRAWN	Registration withdrawn
Nov 13, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 1, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 30, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 22, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 11, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 10, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 8, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 22, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 17, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Aug 15, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 11, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 7, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 1, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 3, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

CTOS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CTOS workspace →

CTOS offering FAQ

When did CTOS last execute an offering?

Per SEC filings, Custom Truck One Source, Inc.'s most recent priced offering document is a 8-K filed 2021-04-02. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CTOS last announce or register an offering?

The most recent registration is a S-3/A filed 2021-09-23. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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