Offerings // CARVER BANCORP INC

CARV offering history

Every offering-related filing in CARVER BANCORP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 892 filings back to Jun 7, 1996.

Last executed offering

Jul 20, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Nov 22, 2021

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 20, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 14, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 2, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 30, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 15, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 22, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 1, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 20, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 24, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 19, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 31, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 28, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 26, 2014	RW →	WITHDRAWN	Registration withdrawn
Aug 18, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 15, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 11, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 6, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 24, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 28, 2011	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 6, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 2, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 22, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

CARV offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CARV workspace →

CARV offering FAQ

When did CARV last execute an offering?

Per SEC filings, CARVER BANCORP INC's most recent priced offering document is a 8-K filed 2023-07-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CARV last announce or register an offering?

The most recent registration is a S-3/A filed 2021-11-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.