Offerings // BROADWAY FINANCIAL CORP \DE\

BYFC offering history

Every offering-related filing in BROADWAY FINANCIAL CORP \DE\’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,010 filings back to Feb 14, 2003.

Last executed offering

Jun 8, 2022

8-K — priced deal (shares or notes)

Last registration (announced)

May 14, 2015

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 8, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 8, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 23, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 11, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 25, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 23, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 27, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 27, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 14, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 15, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 14, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 17, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 13, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 23, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 24, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 21, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 19, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 20, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 1, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 8, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 7, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 20, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 28, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 3, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 9, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 24, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 6, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

BYFC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full BYFC workspace →

BYFC offering FAQ

When did BYFC last execute an offering?

Per SEC filings, BROADWAY FINANCIAL CORP \DE\'s most recent priced offering document is a 8-K filed 2022-06-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did BYFC last announce or register an offering?

The most recent registration is a S-1/A filed 2015-05-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.