BSRR offering history
Every offering-related filing in SIERRA BANCORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jul 22, 2008.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 18, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 11, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 11, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 6, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 14, 2010 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 28, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 21, 2010 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Nov 24, 2009 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 28, 2009 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Aug 31, 2009 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
BSRR offering FAQ
When did BSRR last execute an offering?
Per SEC filings, SIERRA BANCORP's most recent priced offering document is a 424B5 filed 2010-10-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did BSRR last announce or register an offering?
The most recent registration is a S-3 filed 2010-07-21. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.