AIV offering history
Every offering-related filing in APARTMENT INVESTMENT & MANAGEMENT CO’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,006 filings back to Feb 1, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Feb 28, 2020 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Apr 25, 2017 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Aug 17, 2016 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 14, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 12, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 4, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 13, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 12, 2014 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 12, 2014 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 9, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 9, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 9, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 8, 2014 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Apr 17, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 17, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 25, 2012 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jun 20, 2012 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jun 20, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 14, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 10, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 7, 2012 | RW → | WITHDRAWN | Registration withdrawn |
| Feb 6, 2012 | RW → | WITHDRAWN | Registration withdrawn |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
AIV offering FAQ
When did AIV last execute an offering?
Per SEC filings, APARTMENT INVESTMENT & MANAGEMENT CO's most recent priced offering document is a 8-K filed 2016-08-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did AIV last announce or register an offering?
The most recent registration is a S-3ASR filed 2020-02-28. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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