Offerings // APPLIED ENERGETICS, INC.

AERG offering history

Every offering-related filing in APPLIED ENERGETICS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 808 filings back to Jul 25, 1996.

Last executed offering

Oct 9, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Oct 15, 2026

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Oct 20, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 15, 2026	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 14, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 23, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 16, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 19, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 9, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 6, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 15, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 13, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 8, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 18, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 5, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 28, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 23, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 9, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 23, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 19, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 14, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 23, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 10, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 4, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 9, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 3, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 2, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 28, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 21, 2021	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 12, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 15, 2020	RW →	WITHDRAWN	Registration withdrawn
Sep 3, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 8, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 7, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 30, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 19, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 18, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 17, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

AERG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AERG workspace →

AERG offering FAQ

When did AERG last execute an offering?

Per SEC filings, APPLIED ENERGETICS, INC.'s most recent priced offering document is a 8-K filed 2025-10-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did AERG last announce or register an offering?

The most recent registration is a S-3/A filed 2026-10-15. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.